Investment management services; mutual fund distribution services; securities investment services; advice relating to investments; equity capital investment; financial investment services, namely administering the issuance, underwriting and distribution of securities; financial planning and investment advisory services; hedge fund investment services; investment advice; investment advisory services; investment of funds for others; management of a capital investment fund; mutual funds and capital investment; public equity investment management; trust services, namely investment and trust company

Investment management services; mutual fund distribution services; and mutual fund and exchange-traded fund (ETF) investment services; financial portfolio analysis services; financial portfolio management; financial services relating to providing a total portfolio offering for high net worth clients, families, and institutional investors, consisting of both separate accounts and mutual funds for equity and fixed income investments, and exchange-traded funds (ETFs); financial services, namely, portfolio management services relating to coordination, within a single account, of an investment portfolio's maintenance, trading, and rebalancing, and tax management needs; management of portfolios of transferable securities; management of securities portfolios.