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ICI INVESTMENT COMPANY INSTITUTE THE ASSET MANAGEMENT INDUSTRY SERVING INDIVIDUAL INVESTORS*

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Details	Status	Class/Description
BENTHAM ASSET MANAGEMENT Bentham Asset Management Pty Ltd 1391787 1 Nov 2010	Registered: Registered/protected	Providing business administration including in relation to investment ... Class 035 Class 035 Advertising, Business & Retail Services Providing business administration including in relation to investment fund support services including fund administration, reporting and administration of superannuation benefits and investment arrangements, business consulting services Class 036 Class 036 Insurance & Financial Services Funds management; asset management; providing funds management and investment management services and advice to clients (including individuals, institutional clients, superannuation funds, managed funds, trusts, life companies, investment administration platforms, wraps and master trusts, companies and bodies corporate, and investment vehicles); consulting and advising on funds management, asset management and investment related activities; financial advice and dealing in financial products including, without limitation, equity securities (listed and unlisted) and debt securities (listed and unlisted), other securities, shares, derivatives, futures contracts, superannuation, fixed interest securities, convertible notes, hybrid securities (including preference shares), convertible securities and cash; money management and investment services and investment advice; private equity investment; sub-underwriting equity and debt funding; investment advice and management in respect of listed and unlisted investment vehicles including listed and unlisted trusts and stapled securities; establishment and management of and advice in respect of investment portfolios, shares, equities, hybrid securities, cash, fixed interest, and equity funds and derivatives relating to any asset class; providing financial advice to individuals, superannuation funds and institutional investors and investment vehicles and their underlying clients; financial analysis; financial advice; financial consultancy; financial evaluation; financial information; financial management; investment planning; financial research; funds management and administration services; providing investment fund support services including fund administration, reporting and administration of superannuation benefits and investment arrangements; and consultancy, information and advisory services in relation to all the aforementioned services
SERES ASSET MANAGEMENT Seres Asset Management Limited 1330412 10 Nov 2009	Registered: Registered/protected	Acquisition for financial investment; actuarial services relating to f... Class 036 Class 036 Insurance & Financial Services Acquisition for financial investment; actuarial services relating to financial transactions; administration of financial affairs; advisory services relating to (financial) risk management; advisory services relating to financial investment; advisory services relating to financial matters; advisory services relating to financial planning; agencies for the exchange of financial operations; collection of financial information; commodity trading (financial services); computerised financial services; conducting financial feasibility studies; conducting of financial transactions; consultation services relating to financial matters; consultations (financial); economic financial research services; estate planning services (arranging financial affairs); estimates for financial purposes; factoring of financial undertakings; financial advice; financial advice relating to taxation; financial advice relating to wills; financial advisory services; financial advisory services for companies; financial advisory services for individuals; financial advisory services relating to tax; financial advisory services relating to taxation; financial advocacy services; financial analysis; financial appraisals; financial assessments; financial asset management; financial banking; financial brokerage; financial business appraisals; financial consultancy; financial consultation services; financial credit services; financial database services; financial economic advisory services; financial economic analysis; financial evaluations; financial exchange services; financial fund management; financial grant services; financial guarantee assessment services; financial guarantee services; financial information; financial information services; financial intermediary services; financial investigation services; financial investment; financial investment advisory services; financial investment fund services; financial investment management services; financial investment research services; financial leasing; financial lending; financial loss management; financial management; financial management advisory services; financial market information services; financial modelling services; financial nominee services; financial payment services; financial planning; financial portfolio management; financial research; financial risk management; financial savings services; financial securities; financial services; financial strategy consultancy services; financial transaction services; financial trust management; financial underwriting; financial valuation services; financial valuations; insolvency services (financial); management of financial assets; monitoring of financial portfolios; organisation of financial collections; organising financial collections; preparation and analysis of financial reports; preparation of financial analyses; preparation of financial analysis; preparation of financial balance sheets; preparation of financial reports; providing information, including online, about insurance, financial and monetary affairs and real estate affairs; provision of financial information; provision of financial securities; provision of information relating to financial services; repair costs evaluation (financial appraisal); risk management (financial); risk management consultancy (financial); tax financial planning; tax returns financial consultancy; tax services (financial); taxation financial consultancy services; taxation financial planning services
KOSMOS ASSET MANAGEMENT Kosmos Asset Management Pty Ltd 1215437 14 Dec 2007	Registered: Registered/protected	Investment asset management; management of unit trusts Class 036 Class 036 Insurance & Financial Services Investment asset management; management of unit trusts
Kosmos Asset Management Kosmos Asset Management Pty Ltd 1215441 14 Dec 2007	Registered: Registered/protected	Management of unit trusts; investment asset management Class 036 Class 036 Insurance & Financial Services Management of unit trusts; investment asset management
BLACKWOOD ASSET MANAGEMENT BLACKWOOD CAPITAL LIMITED 1180334 7 Jun 2007	Registered: Registered/protected	Merchant banking; financial services; capital fund management; investm... Class 036 Class 036 Insurance & Financial Services Merchant banking; financial services; capital fund management; investment fund management; financial information services and financial management services
Benton Asset Management Benton Asset Management Pty Ltd 1156380 16 Jan 2007	Registered: Registered/protected	Advisory services relating to financial planning; financial advice; ad... Class 036 Class 036 Insurance & Financial Services Advisory services relating to financial planning; financial advice; advisory services relating to (financial) risk management; advisory services relating to financial investment; advisory services relating to financial matters; advisory services relating to financial planning; financial advisory services for companies; financial advisory services for individuals; financial advisory services relating to retirement plans; financial investment advisory services
BENNELONG ASSET MANAGEMENT Bennelong Asset Management Limited 1137421 26 Sept 2006	Registered: Registered/protected	Financial services, namely, asset management services, investment mana... Class 036 Class 036 Insurance & Financial Services Financial services, namely, asset management services, investment management services and investment advisory services
WESTERN ASSET MANAGEMENT Western Asset Management Company Limited 1107874 6 Apr 2006	Registered: Renewal due	Printed matter; publications; stationery; office requisites,Business m... Class 016 Class 016 Paper Goods and Printed Material Printed matter; publications; stationery; office requisites Class 035 Class 035 Advertising, Business & Retail Services Business management services; advertising, marketing and public relations services; personnel recruitment and personnel management services; advisory and consultancy services relating to all the aforesaid ... Class 036 Insurance & Financial Services Insurance and financial services; financial management services; advisory and consultancy services relating to the aforesaid
Vianova Asset Management Vianova Asset Management Pty Ltd 1051888 22 Apr 2005	Registered: Renewal due	Investment management including management of mutual funds, pension an... Class 036 Class 036 Insurance & Financial Services Investment management including management of mutual funds, pension and retirement superannuation plans and funds; providing fund investment services, financial consultancy, financial management, financial evaluation; providing financial information regarding the foregoing services
HYPERION ASSET MANAGEMENT Hyperion Holdings Limited 1036849 7 Jan 2005	Registered: Registered/protected	Australian boutique investment manager in relation to Australian equit... Class 036 Class 036 Insurance & Financial Services Australian boutique investment manager in relation to Australian equities, global equities, listed property, listed investment company, fixed interest, cash

Registered: Registered/protected

BENTHAM ASSET MANAGEMENT

Bentham Asset Management Pty Ltd

1391787 · 1 Nov 2010

035

036

Providing business administration including in relation to investment ...

Registered: Registered/protected

SERES ASSET MANAGEMENT

Seres Asset Management Limited

1330412 · 10 Nov 2009

036

Class 036

Insurance & Financial Services

Acquisition for financial investment; actuarial services relating to financial transactions; administration of financial affairs; advisory services relating to (financial) risk management; advisory services relating to financial investment; advisory services relating to financial matters; advisory services relating to financial planning; agencies for the exchange of financial operations; collection of financial information; commodity trading (financial services); computerised financial services; conducting financial feasibility studies; conducting of financial transactions; consultation services relating to financial matters; consultations (financial); economic financial research services; estate planning services (arranging financial affairs); estimates for financial purposes; factoring of financial undertakings; financial advice; financial advice relating to taxation; financial advice relating to wills; financial advisory services; financial advisory services for companies; financial advisory services for individuals; financial advisory services relating to tax; financial advisory services relating to taxation; financial advocacy services; financial analysis; financial appraisals; financial assessments; financial asset management; financial banking; financial brokerage; financial business appraisals; financial consultancy; financial consultation services; financial credit services; financial database services; financial economic advisory services; financial economic analysis; financial evaluations; financial exchange services; financial fund management; financial grant services; financial guarantee assessment services; financial guarantee services; financial information; financial information services; financial intermediary services; financial investigation services; financial investment; financial investment advisory services; financial investment fund services; financial investment management services; financial investment research services; financial leasing; financial lending; financial loss management; financial management; financial management advisory services; financial market information services; financial modelling services; financial nominee services; financial payment services; financial planning; financial portfolio management; financial research; financial risk management; financial savings services; financial securities; financial services; financial strategy consultancy services; financial transaction services; financial trust management; financial underwriting; financial valuation services; financial valuations; insolvency services (financial); management of financial assets; monitoring of financial portfolios; organisation of financial collections; organising financial collections; preparation and analysis of financial reports; preparation of financial analyses; preparation of financial analysis; preparation of financial balance sheets; preparation of financial reports; providing information, including online, about insurance, financial and monetary affairs and real estate affairs; provision of financial information; provision of financial securities; provision of information relating to financial services; repair costs evaluation (financial appraisal); risk management (financial); risk management consultancy (financial); tax financial planning; tax returns financial consultancy; tax services (financial); taxation financial consultancy services; taxation financial planning services

Acquisition for financial investment; actuarial services relating to f...

Registered: Registered/protected

KOSMOS ASSET MANAGEMENT

Kosmos Asset Management Pty Ltd

1215437 · 14 Dec 2007

036

Investment asset management; management of unit trusts

Registered: Registered/protected

Kosmos Asset Management

Kosmos Asset Management Pty Ltd

1215441 · 14 Dec 2007

036

Management of unit trusts; investment asset management

Registered: Registered/protected

BLACKWOOD ASSET MANAGEMENT

BLACKWOOD CAPITAL LIMITED

1180334 · 7 Jun 2007

036

Merchant banking; financial services; capital fund management; investm...

Registered: Registered/protected

Benton Asset Management

Benton Asset Management Pty Ltd

1156380 · 16 Jan 2007

036

Advisory services relating to financial planning; financial advice; ad...

Registered: Registered/protected

BENNELONG ASSET MANAGEMENT

Bennelong Asset Management Limited

1137421 · 26 Sept 2006

036

Financial services, namely, asset management services, investment mana...

Registered: Renewal due

WESTERN ASSET MANAGEMENT

Western Asset Management Company Limited

1107874 · 6 Apr 2006

016

035

...

Printed matter; publications; stationery; office requisites,Business m...

Registered: Renewal due

Vianova Asset Management

Vianova Asset Management Pty Ltd

1051888 · 22 Apr 2005

036

Investment management including management of mutual funds, pension an...

Registered: Registered/protected

HYPERION ASSET MANAGEMENT

Hyperion Holdings Limited

1036849 · 7 Jan 2005

036

Australian boutique investment manager in relation to Australian equit...

Owners

Aristocrat technologies australia pty ltd (92)

Coles group limited (84)

Endeavour group limited (83)

Mars australia pty ltd (80)

The wiggles pty limited (76)

Are media pty limited (55)

The university of melbourne (55)

L'oreal (54)

Twentieth century fox film corporation (54)

Kmart australia limited (53)

Nine network australia pty limited (51)

The salvation army (victoria) property trust (50)

Sky chain trading limited (49)

Australian football league (48)

Lion-beer, spirits & wine pty ltd (48)

Montbord pty ltd (48)

Viacom international inc. a delaware corporation (46)

Cranky health pty ltd (45)

Metcash trading limited (45)

Rothbury wines pty ltd (45)

George weston foods limited (42)

Ainsworth game technology limited (41)

Sydney organising committee for the olympic games (41)

Australian institute of company directors (40)

Australasian conference association limited (39)

Woolworths group limited (39)

Jim beam brands co. (38)

Nintendo co., ltd. (38)

Brisbane exposition and south bank redevelopment authority (37)

Commonwealth bank of australia (37)

Disney enterprises, inc. a delaware corporation (37)

Lion - beer, spirits & wine pty ltd (37)

Australian national gallery (36)

Horticulture world limited (36)

Imperial chemical industries plc (36)

Ainsworth game technology limited (34)

Internet services australia 1 pty limited (34)

Lion nathan australia pty limited (34)

Australian broadcasting corporation (33)

Islestarr holdings limited (33)

Telstra corporation limited (33)

Australian national university (32)

Austereo pty ltd (31)

Australian grand prix corporation (31)

Australian news channel pty ltd (31)

Crown melbourne limited (31)

Excel team management limited (31)

Middle-earth enterprises, llc a delaware limited liability company (29)

Surf life saving australia limited (29)

The herald and weekly times pty limited (29)

Woolworths limited (29)

Imperial chemical industries limited (28)

The text media group pty ltd (28)

Vinarchy australia limited (28)

Hugh hamilton wines pty ltd (27)

Mantra ip pty ltd (27)

The coca-cola company a delaware corporation (27)

The federal hotels pty limited (27)

Netflix studios, llc a delaware limited liability company (26)

Buy.Com inc. (25)

Constellation brands new zealand limited (25)

Myer stores limited (25)

The coffee club pty ltd (25)

The usual pty ltd (25)

Aldi foods pty ltd (24)

Church & dwight co., inc. (24)

Frito-lay trading company gmbh (24)

Home box office, inc. (24)

I g t (australia) pty ltd (24)

Intencity pty ltd (24)

Lucasfilm ltd. (24)

Monster energy company a delaware corporation (24)

Nine network australia pty ltd (24)

Southern cross austereo pty ltd (24)

Special broadcasting service corporation (24)

The healthy mummy pty ltd (24)

Technology transfer council (24)

The herald and weekly times limited (24)

Aristocrat technologies australia pty limited (23)

Cub pty ltd (23)

Character licensing inc (23)

Cricket australia (23)

Deciem beauty group inc. (23)

Duluxgroup (australia) pty ltd (23)

Queensland newspapers pty ltd (23)

Societe des produits nestle s.A. (23)

Société des produits nestlé s.A. (23)

Southcorp brands pty limited (23)

Aristocrat technologies, inc. (22)

Avc operations pty ltd (22)

Amazon technologies, inc. (22)

Bauer consumer media limited (22)

Cub pty ltd (22)

Flight centre travel group limited (22)

Imagination holdings pty ltd (22)

Samsung electronics co., ltd. (22)

Aussie finance pty ltd (21)

Bundaberg distilling company pty ltd (21)

Fremantlemedia australia pty limited (21)

Hybe co., ltd. (21)

Kabushiki kaisha square enix (also trading as square enix co., ltd) (21)

Otr 328 pty ltd (21)

The a2 milk company limited (21)

Tourism queensland (21)

Australasian conference association limited (20)

Ausnet real estate services pty ltd (20)

Australian vintage limited (20)

D'arenberg pty ltd (20)

Fairfax media publications pty limited (20)

Godfrey hirst australia pty ltd (20)

Kabushiki kaisha sanrio (sanrio company, ltd) (20)

Middle-earth enterprises, llc (20)

Thelott enterprises pty ltd (20)

Fremantlemedia australia pty ltd (19)

Gallant ridge pty. ltd. (19)

Konami australia pty ltd (19)

Myer pty ltd (19)

National australia bank limited (19)

Pepsico inc a north carolina corporation (19)

Seven network (operations) limited (19)

Suntory holdings limited (19)

The warehouse limited (19)

Anchor foods pty ltd (18)

Australian postal corporation (18)

Billion group pty ltd (18)

Calabria family wines pty ltd (18)

Capital wines pty ltd (18)

Great southern rail pty ltd (18)

Grill'd ip pty ltd (18)

Kenvue inc. (18)

Konami digital entertainment co., ltd. (18)

Mondelez international amea pte. ltd (18)

Seoul olympic organizing committee (18)

The body shop international limited (18)

The british broadcasting corporation (18)

The moorings limited (18)

The shepherd centre (18)

Unilever plc (18)

Vision super pty ltd (18)

Whitbread plc (18)

Advance magazine publishers inc., a new york corporation (17)

Australian formula one grand prix board (17)

Bush heritage australia (17)

Dr. seuss enterprises, l.P. (17)

Fremantlemedia limited (17)

Interested media pty ltd (17)

Pipers brook vineyard ltd (17)

Royal victorian institute for the blind (17)

The fairies development pty ltd (17)

Twentieth century fox film corporation a corporation existing under the laws of the state of delaware, united states of america (17)

Warner bros. entertainment inc. (17)

Alliance wine australia pty ltd (16)

Allied pinnacle pty ltd (16)

Australian radio network pty ltd (16)

Brand developers aust pty ltd (16)

International business machines corporation (16)

Kabushiki kaisha tezuka production (16)

Light & wonder, inc (16)

Mhcs (16)

Professionals global limited (16)

Qic limited (16)

Racing victoria limited (16)

Samuel smith & son pty ltd (16)

Southern cross austereo pty limited (16)

Standard international management, llc (16)

Tcf co. llc (16)

The aussie poo company pty. ltd. (16)

Tempur world, llc (16)

The australian golf club ltd (16)

The muir electrical company pty ltd (16)

The text newspaper company pty ltd (16)

Ansett transport industries (operations) pty ltd (15)

Australian tourist commission (15)

Bunnings group limited (15)

Cadbury uk limited (15)

Effem foods pty ltd (15)

Fox children's network, inc. (15)

Governance institute of australia ltd (15)

Jimmy's on the mall pty limited (15)

Lifeplan australia friendly society limited (15)

Macdonald & muir limited (15)

Millennium movies pty ltd (15)

Patties foods pty limited (15)

Queensland rail limited (15)

The grifter brewing company pty. limited (15)

Target australia pty ltd (15)

The absolut company aktiebolag (15)

The bend motorsport park pty ltd (15)

The star pty limited (15)

The sunraysia natural beverage company pty. ltd. (15)

Treasury wine estates vintners limited (15)

Viacom international inc. (15)

Aldi foods pty ltd. (14)

Ames australasia pty ltd (14)

Australian cricket board (14)

Blackmores limited (14)

Castlemaine perkins pty ltd (14)

Coles supermarkets australia pty ltd (14)

Colgate-palmolive company a delaware corporation (14)

Domino's ip holder llc (14)

Gedano pty ltd (14)

Golden casket lottery corporation limited (14)

Kabushiki kaisha square enix (also trading as square enix co., ltd.) (14)

Kaz europe sàrl (14)

Lagardere/awpl pty ltd as trustee for lagardere/awpl trust (14)

Mcm networking pty ltd (14)

Mirvac trademarks pty limited (14)

Monster energy company (14)

Network ten pty limited (14)

Nintendo co., ltd. a japanese corporation (14)

Ord resorts pty ltd (14)

R & w traders pty ltd (14)

Ricksbuilt enterprises pty ltd (14)

Snackbrands australia pty ltd (14)

The cartoon network, inc. (14)

The greetings group ltd (14)

The star entertainment group limited (14)

The university of sydney (14)

Universal city studios inc a delaware corporation (14)

W & lt sefranek & co. (14)

Westpac banking corporation (14)

Asahi group holdings, ltd. (13)

Australian school of management pty ltd (13)

Breheny bros. breweries pty ltd (13)

Cj ventures pty ltd (13)

Cw retail holdings pty ltd (13)

Cerebos (australia) limited (13)

Director of public transport (13)

Diy resolutions pty ltd (13)

Dreamworks animation l.L.C. (13)

Global intertrade pty ltd (13)

Henkel ag & co. kgaa (13)

Industry beans intellectual property pty ltd (13)

John fairfax publications pty ltd (13)

Kabushiki kaisha bandai namco entertainment (also trading as bandai namco entertainment inc.) (13)

Kirrihill wines pty ltd (13)

Learning dimensions network pty ltd (13)

Mbbc pty ltd (13)

Nova entertainment pty ltd (13)

Pacific dunlop limited (13)

Sega corporation (13)

Saputo dairy australia pty ltd (13)

Sazerac brands, llc (13)

Singapore press holdings limited (13)

Sony interactive entertainment europe limited (13)

Spotlight pty ltd (13)

The university of queensland (13)

Taylors wines pty limited (13)

The economist newspaper limited (13)

The fournaise marketing group pte ltd (13)

The open university (13)

The smith family (13)

The third pole of the earth industrial development corporation ltd. (13)

Unilever global ip limited (13)

Unilever ip holdings b.V. (13)